Securities Litigation and Compliance
|
Representing your interests in securities litigation and ensuring compliance with the federal and state securities laws and regulations.
|
Have you been sued by an investor in a matter involving allegations of fraud or violations of the state and federal securities laws? Do you need advice concerning compliance with the securities laws and regulations? Are you investor in need of representation in a matter involving the purchase and sale of securities?
We defend issuers, directors and officers in litigation brought by investors. In addition, our affiliate Fortress Compliance Consulting provides advice to investment advisors and broker-dealers concerning compliance with the securities laws and regulations. We also represent defrauded investors in litigation to recover investment losses.
We protect your interests as a stakeholder in the capital markets in litigation and regulatory matters.
Lean on the extensive securities litigation and compliance expertise we have at The Fortress Law Firm and our affiliate Fortress Compliance Consulting to get the advice and representation you need.
Securities Litigation and Compliance Expertise
The Fortress Law Firm has extensive experience representing corporations, directors, officers, investment advisors, broker-dealers and investors in the following types of matters:
Representation of directors, officers and public and privately held companies in securities fraud litigation, including class actions and shareholder derivative actions.
Representation of registered investment advisors, broker-dealers and affiliates in litigation and counseling concerning compliance with the state and federal securities laws and regulations.
Representation of companies and individuals in regulatory investigations brought by the Securities and Exchange Commission, FINRA and other regulatory agencies.
Representation of investors in securities fraud litigation to recover investment losses.
Contact us.
Please give us more information about your securities litigation and compliance needs to find out how The Fortress Law Firm may best represent you.